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Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

Principal SAM Flexible Income Portfolio

SAUPX | Fund

$11.30

$2.76 B

1.70%

$0.19

1.09%

Vitals

YTD Return

-12.8%

1 yr return

-6.2%

3 Yr Avg Return

3.3%

5 Yr Avg Return

3.4%

Net Assets

$2.76 B

Holdings in Top 10

81.5%

52 WEEK LOW AND HIGH

$11.2
$11.12
$13.69

Expenses

OPERATING FEES

Expense Ratio 1.09%

SALES FEES

Front Load 3.75%

Deferred Load N/A

TRADING FEES

Turnover 29.30%

Redemption Fee N/A

Min Investment

Standard (Taxable)

$1,000

IRA

N/A

Fund Classification

Fund Type

Open End Mutual Fund

Investment Style

Allocation--15% to 30% Equity

Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

Principal SAM Flexible Income Portfolio

SAUPX | Fund

$11.30

$2.76 B

1.70%

$0.19

1.09%

SAUPX - Profile

Distributions

  • YTD Total Return -12.8%
  • 3 Yr Annualized Total Return 2.0%
  • 5 Yr Annualized Total Return 2.6%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 1.72%
DIVIDENDS
  • Dividend Yield 1.7%
  • Dividend Distribution Frequency Monthly

Fund Details

  • Legal Name
    Principal SAM Flexible Income Portfolio
  • Fund Family Name
    Principal Funds
  • Inception Date
    Jul 25, 1996
  • Shares Outstanding
    N/A
  • Share Class
    A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Todd Jablonski

Fund Description

The Portfolios operate as funds of funds and invest principally in funds and exchange-traded funds ("ETFs") of Principal Funds, Inc. and Principal Exchange-Traded Funds ("underlying funds"). It generally invests: between 55% and 95% of its assets in fixed-income funds, and less than 40% in any one fixed-income fund; between 5% and 45% of its assets in equity funds, and less than 30% in any one equity fund; less than 20% of its assets in specialty funds, and less than 20% in any one specialty fund.

SAUPX - Performance

Return Ranking - Trailing

Period SAUPX Return Category Return Low Category Return High Rank in Category (%)
YTD -12.8% -35.2% 8.0% 67.86%
1 Yr -6.2% -17.5% 15.5% 38.57%
3 Yr 3.3%* -2.6% 9.8% 31.82%
5 Yr 3.4%* -3.6% 7.2% 26.92%
10 Yr 4.5%* 1.2% 6.2% 15.45%

* Annualized

Return Ranking - Calendar

Period SAUPX Return Category Return Low Category Return High Rank in Category (%)
2021 0.3% -8.5% 3.8% 33.09%
2020 3.5% -16.2% 11.1% 71.09%
2019 9.6% 3.0% 10.9% 12.50%
2018 -8.9% -14.7% -1.2% 84.00%
2017 4.4% -3.3% 14.3% 42.98%

Total Return Ranking - Trailing

Period SAUPX Return Category Return Low Category Return High Rank in Category (%)
YTD -12.8% -35.2% 8.0% 66.43%
1 Yr -9.7% -21.0% 15.5% 85.71%
3 Yr 2.0%* -3.7% 9.8% 68.94%
5 Yr 2.6%* -4.0% 7.2% 56.92%
10 Yr 4.1%* 1.2% 6.2% 26.36%

* Annualized

Total Return Ranking - Calendar

Period SAUPX Return Category Return Low Category Return High Rank in Category (%)
2021 0.3% -8.5% 3.8% 33.09%
2020 3.5% -16.2% 11.1% 71.09%
2019 9.6% 3.0% 10.9% 12.50%
2018 -8.9% -14.7% 0.4% 84.80%
2017 4.4% -3.3% 17.4% 70.25%

NAV & Total Return History

SAUPX - Holdings

Concentration Analysis

SAUPX Category Low Category High SAUPX % Rank
Net Assets 2.76 B 1.58 M 6.08 B 13.29%
Number of Holdings 21 3 7774 43.36%
Net Assets in Top 10 2.26 B -56 M 5.07 B 11.19%
Weighting of Top 10 81.48% 10.9% 100.0% 61.94%

Top 10 Holdings

  1. Principal Core Fixed Income R6 18.68%
  2. Principal Government & High Qual Bd Inst 14.18%
  3. Principal Spectrum Pref&Cptl Scs IncR6 9.14%
  4. Principal Short-Term Income Inst 7.60%
  5. Principal Diversified Real Asset R6 5.33%
  6. Principal Blue Chip R-6 4.29%
  7. Principal Capital Appreciation Inst 4.13%
  8. Principal Finisterre EmMkts TR Bd Instl 3.30%

Asset Allocation

Weighting Return Low Return High SAUPX % Rank
Bonds 		64.32% 0.00% 130.40% 70.63%
Stocks 		28.75% -1.95% 57.00% 11.89%
Convertible Bonds 		3.01% 0.00% 3.97% 11.89%
Cash 		2.18% -54.98% 76.00% 80.42%
Preferred Stocks 		1.66% 0.00% 3.73% 4.20%
Other 		0.08% -3.09% 22.34% 38.46%

Stock Sector Breakdown

Weighting Return Low Return High SAUPX % Rank
Financial Services 		15.69% 0.00% 20.10% 13.99%
Technology 		14.40% 0.00% 25.62% 77.62%
Real Estate 		13.08% 0.00% 78.69% 16.78%
Healthcare 		11.13% 0.00% 19.76% 72.73%
Industrials 		10.30% 0.00% 29.86% 53.15%
Consumer Cyclical 		7.88% 0.00% 19.49% 78.32%
Energy 		6.49% 0.00% 27.98% 14.69%
Communication Services 		6.46% 0.00% 11.71% 59.44%
Consumer Defense 		5.57% 0.00% 22.77% 80.42%
Utilities 		4.65% 0.00% 91.26% 22.38%
Basic Materials 		4.34% 0.00% 12.77% 41.26%

Stock Geographic Breakdown

Weighting Return Low Return High SAUPX % Rank
US 		21.03% -1.96% 56.43% 17.48%
Non US 		7.72% -2.14% 14.08% 18.88%

Bond Sector Breakdown

Weighting Return Low Return High SAUPX % Rank
Corporate 		49.14% 0.00% 73.91% 11.19%
Securitized 		28.31% 0.00% 61.25% 13.99%
Government 		10.72% 0.00% 62.10% 89.51%
Cash & Equivalents 		9.49% 1.69% 100.00% 51.05%
Derivative 		2.34% 0.00% 23.66% 36.36%
Municipal 		0.00% 0.00% 20.03% 86.71%

Bond Geographic Breakdown

Weighting Return Low Return High SAUPX % Rank
US 		55.64% 0.00% 130.40% 61.54%
Non US 		8.68% -1.54% 27.51% 46.85%

SAUPX - Expenses

Operational Fees

SAUPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.09% 0.11% 3.16% 32.87%
Management Fee 0.27% 0.00% 1.25% 65.73%
12b-1 Fee 0.25% 0.00% 1.00% 41.18%
Administrative Fee N/A 0.01% 0.70% N/A

Sales Fees

SAUPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load 3.75% 3.00% 5.75% 80.95%
Deferred Load N/A 1.00% 4.50% N/A

Trading Fees

SAUPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

SAUPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 29.30% 6.00% 318.00% 48.41%

SAUPX - Distributions

Dividend Yield Analysis

SAUPX Category Low Category High SAUPX % Rank
Dividend Yield 1.70% 0.00% 8.70% 14.69%

Dividend Distribution Analysis

SAUPX Category Low Category High Category Mod
Dividend Distribution Frequency Monthly Annually Monthly Quarterly

Net Income Ratio Analysis

SAUPX Category Low Category High SAUPX % Rank
Net Income Ratio 1.72% -1.30% 3.99% 39.13%

Capital Gain Distribution Analysis

SAUPX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Monthly Annually

Dividend Payout History

View More +

SAUPX - Fund Manager Analysis

Managers

Todd Jablonski

Start Date

Tenure

Tenure Rank

Jan 01, 2010

12.42

12.4%

Todd is a portfolio manager and Head of Asset Allocation at Edge Asset Management, an affiliate of Principal Global Investors. He joined Edge in 2010 and has over 12 years of industry experience. Previously, he was an executive director and portfolio manager for UBS. Todd is a graduate of the University of Virginia and holds a bachelor's degree in Economics. He received his MBA from New York University's Stern School of Business with a concentration in Quantitative Finance. Todd has earned the right to use the CFA designation and is a member of the Society of Quantitative Analysts.

Brody Dass

Start Date

Tenure

Tenure Rank

Jan 01, 2022

0.41

0.4%

Brody Dass has been with Principal® since 2015. He earned a bachelor’s degree from the University of Iowa. Mr. Dass has earned the right to use the Chartered Financial Analyst designation.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.09 26.96 6.14 1.92

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