PIMCO Preferred and Capital Secs Instl
Name
Price
Aum/Mkt Cap
YIELD & DIV
Exp Ratio
Watchlist
Vitals
YTD Return
-15.4%
1 yr return
-8.6%
3 Yr Avg Return
3.7%
5 Yr Avg Return
4.2%
Net Assets
$1.83 B
Holdings in Top 10
48.6%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 0.81%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 22.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$1,000,000
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Investment Style
Preferred Stock
Name
Price
Aum/Mkt Cap
YIELD & DIV
Exp Ratio
Watchlist
PFINX - Profile
Distributions
- YTD Total Return -15.4%
- 3 Yr Annualized Total Return 3.7%
- 5 Yr Annualized Total Return 4.2%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio 3.38%
- Dividend Yield 4.8%
- Dividend Distribution Frequency Quarterly
Fund Details
-
Legal NamePIMCO Preferred and Capital Securities Fund
-
Fund Family NamePIMCO
-
Inception DateApr 13, 2015
-
Shares OutstandingN/A
-
Share ClassInst
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerPhilippe Bodereau
Fund Description
The fund invests at least 80% of its assets in a diversified portfolio of preferred securities and Capital Securities. "Capital Securities" include securities issued by U.S. and non-U.S. financial institutions that can be used to satisfy their regulatory capital requirements. It will invest under normal circumstances at least 25% of its net assets in preferred securities. The fund may invest up to 20% of its total assets in common stock. It may also invest in contingent convertible securities.
PFINX - Performance
Return Ranking - Trailing
| Period | PFINX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | -15.4% | -20.3% | -0.6% | 78.41% |
| 1 Yr | -8.6% | -10.8% | 2.9% | 79.27% |
| 3 Yr | 3.7%* | -2.2% | 13.5% | 26.92% |
| 5 Yr | 4.2%* | -0.3% | 12.6% | 16.90% |
| 10 Yr | N/A* | 4.1% | 8.6% | N/A |
* Annualized
Return Ranking - Calendar
| Period | PFINX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2021 | -1.2% | -3.4% | 17.2% | 59.49% |
| 2020 | 3.4% | -79.5% | 9.0% | 6.49% |
| 2019 | 13.1% | 6.4% | 28.5% | 32.43% |
| 2018 | -9.8% | -15.2% | -3.8% | 39.44% |
| 2017 | 5.5% | -7.3% | 19.0% | 30.77% |
Total Return Ranking - Trailing
| Period | PFINX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | -15.4% | -20.3% | -0.6% | 67.05% |
| 1 Yr | -8.6% | -12.2% | 16.6% | 73.74% |
| 3 Yr | 3.7%* | -3.2% | 13.5% | 33.33% |
| 5 Yr | 4.2%* | -1.9% | 12.6% | 19.51% |
| 10 Yr | N/A* | 4.1% | 8.6% | N/A |
* Annualized
Total Return Ranking - Calendar
| Period | PFINX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2021 | -1.2% | -3.4% | 17.2% | 59.49% |
| 2020 | 3.4% | -24.8% | 9.0% | 6.49% |
| 2019 | 13.1% | 6.4% | 28.5% | 35.14% |
| 2018 | -9.8% | -14.9% | -1.8% | 60.56% |
| 2017 | 5.5% | -5.0% | 20.6% | 49.23% |
NAV & Total Return History
PFINX - Holdings
Concentration Analysis
| PFINX | Category Low | Category High | PFINX % Rank | |
|---|---|---|---|---|
| Net Assets | 1.83 B | 12.9 M | 16.4 B | 36.78% |
| Number of Holdings | 284 | 27 | 500 | 20.59% |
| Net Assets in Top 10 | 696 M | 2.06 K | 2.37 B | 19.61% |
| Weighting of Top 10 | 48.55% | 12.4% | 48.5% | 1.96% |
Top 10 Holdings
- Pimco Capital Securities Fd (Cayman) Ltd 16.70%
- Pimco Capital Securities Fd (Cayman) Ltd 16.70%
- Pimco Capital Securities Fd (Cayman) Ltd 16.70%
- Pimco Capital Securities Fd (Cayman) Ltd 16.70%
- Pimco Capital Securities Fd (Cayman) Ltd 16.70%
- Pimco Capital Securities Fd (Cayman) Ltd 16.70%
- Pimco Capital Securities Fd (Cayman) Ltd 16.70%
- Pimco Capital Securities Fd (Cayman) Ltd 16.70%
- Pimco Capital Securities Fd (Cayman) Ltd 16.70%
- Pimco Capital Securities Fd (Cayman) Ltd 16.70%
Asset Allocation
| Weighting | Return Low | Return High | PFINX % Rank | |
|---|---|---|---|---|
| Bonds | 62.05% | 0.00% | 83.26% | 11.76% |
| Convertible Bonds | 26.00% | 0.00% | 31.65% | 32.35% |
| Other | 11.21% | -0.16% | 11.21% | 1.96% |
| Stocks | 3.15% | -2.67% | 34.04% | 16.67% |
| Preferred Stocks | 2.27% | 2.27% | 115.85% | 97.06% |
| Cash | -4.67% | -27.79% | 5.28% | 96.08% |
Stock Sector Breakdown
| Weighting | Return Low | Return High | PFINX % Rank | |
|---|---|---|---|---|
| Financial Services | 100.00% | 0.00% | 100.00% | 5.56% |
| Utilities | 0.00% | 0.00% | 100.00% | 91.67% |
| Technology | 0.00% | 0.00% | 0.00% | 77.78% |
| Real Estate | 0.00% | 0.00% | 100.00% | 77.78% |
| Industrials | 0.00% | 0.00% | 7.56% | 83.33% |
| Healthcare | 0.00% | 0.00% | 4.02% | 83.33% |
| Energy | 0.00% | 0.00% | 14.14% | 83.33% |
| Communication Services | 0.00% | 0.00% | 1.77% | 83.33% |
| Consumer Defense | 0.00% | 0.00% | 0.00% | 77.78% |
| Consumer Cyclical | 0.00% | 0.00% | 0.00% | 77.78% |
| Basic Materials | 0.00% | 0.00% | 0.00% | 77.78% |
Stock Geographic Breakdown
| Weighting | Return Low | Return High | PFINX % Rank | |
|---|---|---|---|---|
| US | 2.42% | -2.67% | 34.04% | 17.65% |
| Non US | 0.73% | 0.00% | 2.17% | 9.80% |
Bond Sector Breakdown
| Weighting | Return Low | Return High | PFINX % Rank | |
|---|---|---|---|---|
| Corporate | 62.31% | 62.31% | 100.00% | 97.06% |
| Government | 16.82% | 0.00% | 21.71% | 3.92% |
| Derivative | 12.03% | 0.00% | 12.03% | 1.96% |
| Cash & Equivalents | 8.83% | 0.00% | 8.83% | 1.96% |
| Securitized | 0.00% | 0.00% | 0.02% | 80.39% |
| Municipal | 0.00% | 0.00% | 0.00% | 80.39% |
Bond Geographic Breakdown
| Weighting | Return Low | Return High | PFINX % Rank | |
|---|---|---|---|---|
| US | 44.57% | 0.00% | 66.52% | 13.73% |
| Non US | 17.48% | 0.00% | 22.86% | 16.67% |
PFINX - Expenses
Operational Fees
| PFINX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Expense Ratio | 0.81% | 0.22% | 2.45% | 55.34% |
| Management Fee | 0.79% | 0.00% | 1.00% | 73.56% |
| 12b-1 Fee | N/A | 0.00% | 1.00% | 14.29% |
| Administrative Fee | 0.35% | 0.01% | 0.55% | 84.00% |
Sales Fees
| PFINX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Front Load | N/A | 0.00% | 5.75% | N/A |
| Deferred Load | N/A | 1.00% | 2.25% | N/A |
Trading Fees
| PFINX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Max Redemption Fee | N/A | N/A | N/A | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
| PFINX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Turnover | 22.00% | 12.00% | 199.00% | 38.67% |
PFINX - Distributions
Dividend Yield Analysis
| PFINX | Category Low | Category High | PFINX % Rank | |
|---|---|---|---|---|
| Dividend Yield | 4.82% | 0.00% | 7.59% | 50.48% |
Dividend Distribution Analysis
| PFINX | Category Low | Category High | Category Mod | |
|---|---|---|---|---|
| Dividend Distribution Frequency | Quarterly | Quarterly | Monthly | Monthly |
Net Income Ratio Analysis
| PFINX | Category Low | Category High | PFINX % Rank | |
|---|---|---|---|---|
| Net Income Ratio | 3.38% | 0.88% | 7.54% | 67.07% |
Capital Gain Distribution Analysis
| PFINX | Category Low | Category High | Capital Mode | |
|---|---|---|---|---|
| Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
Dividend Payout History
| Date | Amount | Type |
|---|---|---|
| Jun 09, 2022 | $0.112 | OrdinaryDividend |
| Mar 10, 2022 | $0.091 | OrdinaryDividend |
| Dec 28, 2021 | $0.154 | OrdinaryDividend |
| Sep 09, 2021 | $0.082 | OrdinaryDividend |
| Jun 10, 2021 | $0.088 | OrdinaryDividend |
| Mar 11, 2021 | $0.104 | OrdinaryDividend |
| Dec 28, 2020 | $0.239 | OrdinaryDividend |
| Jun 11, 2020 | $0.071 | OrdinaryDividend |
| Mar 12, 2020 | $0.031 | OrdinaryDividend |
| Dec 26, 2019 | $0.161 | OrdinaryDividend |
| Dec 11, 2019 | $0.031 | OrdinaryDividend |
| Sep 12, 2019 | $0.159 | OrdinaryDividend |
| Jun 13, 2019 | $0.152 | OrdinaryDividend |
| Mar 14, 2019 | $0.152 | OrdinaryDividend |
| Dec 26, 2018 | $0.140 | OrdinaryDividend |
| Sep 13, 2018 | $0.151 | OrdinaryDividend |
| Jun 14, 2018 | $0.153 | OrdinaryDividend |
| Mar 15, 2018 | $0.158 | OrdinaryDividend |
| Dec 27, 2017 | $0.216 | OrdinaryDividend |
| Sep 14, 2017 | $0.180 | OrdinaryDividend |
| Jun 15, 2017 | $0.162 | OrdinaryDividend |
| Mar 16, 2017 | $0.157 | OrdinaryDividend |
| Dec 28, 2016 | $0.179 | OrdinaryDividend |
| Sep 15, 2016 | $0.159 | OrdinaryDividend |
| Jun 16, 2016 | $0.127 | OrdinaryDividend |
| Mar 17, 2016 | $0.152 | OrdinaryDividend |
| Dec 29, 2015 | $0.166 | OrdinaryDividend |
| Sep 17, 2015 | $0.064 | OrdinaryDividend |
PFINX - Fund Manager Analysis
Managers
Philippe Bodereau
Start Date
Tenure
Tenure Rank
Apr 13, 2015
7.14
7.1%
Mr. Bodereau is a managing director and portfolio manager in the London office and global head of financial research. He is also the lead analyst for global financial institutions. Prior to joining PIMCO in 2004, he was a senior banking analyst at Société Générale in London and Paris. Mr. Bodereau started his career at J.P. Morgan in 1996, where he held various positions in the private banking and global markets divisions in Brussels and London. He holds a master's degree in finance from French business school EDHEC.
Tenure Analysis
| Category Low | Category High | Category Average | Category Mode |
|---|---|---|---|
| 0.09 | 30.32 | 7.91 | 11.42 |